---
title: Questionnaire for ESG Investing
description: This questionnaire will help your clients communicate their expectations from ESG, so you can pinpoint the right investment strategies.
image: https://info.danainvestment.com/hubfs/Content%20Offers/2021.09%20ESG%20Questionnaire%20Whitepaper/2021.09%20Dana%20ESG%20Questionnaire%20CO%20LinkedIn1.png
---

[![Dana Funds](https://info.danainvestment.com/hs-fs/hubfs/Logos/Dana-Investment-Adisors-Logo.png?width=300&height=76&name=Dana-Investment-Adisors-Logo.png "Dana Funds")](https://www.danafunds.com/)

# Download Your Free Copy

**ESG QUESTIONNAIRE:**

![2021.09-Dana-ESG-Questionnaire-CO-Thumbnail 2](https://info.danainvestment.com/hs-fs/hubfs/Content%20Offers/2021.09%20ESG%20Questionnaire%20Whitepaper/2021.09-Dana-ESG-Questionnaire-CO-Thumbnail%202.png?width=238&name=2021.09-Dana-ESG-Questionnaire-CO-Thumbnail%202.png)

# *Questionnaire for ESG Investing*

Interest in ESG investing is growing, but investors approach the space with different goals, priorities, and expectations of what it should achieve. This questionnaire can help investors better articulate what they want from ESG strategies. This is designed to open dialogue, and help investors pinpoint ESG strategies that best match their client’s goals.

#### *Please complete the form on this page to download the questionnaire.*

 

 

 

*ESG Investing: Environmental, Social and Governance (ESG) investing may take into consideration factors beyond traditional financial information to select securities, which could result in relative investment performance deviating from other strategies or broad market benchmarks, depending on whether such sectors or investments are in or out of favor in the market. Further, ESG strategies may rely on certain values based criteria to eliminate exposures found in similar strategies or broad market benchmarks, which could also result in relative investment performance deviating. There is no assurance that employing ESG strategies will result in more favorable investment performance.*

### Download Questionnaire

##### [FINRA’s BrokerCheck](http://brokercheck.finra.org/)

[![Dana Funds](https://info.danainvestment.com/hubfs/Logos%20and%20Banner%20Images/Dana%20Funds%20logo%20-%20website.svg)](https://www.danafunds.com/)

[1-855-280-9648](tel:1-855-280-9648)

The Dana Funds are distributed by Ultimus Fund Distributors, LLC. (Member FINRA). Ultimus Fund Distributors, LLC and Dana Investment Advisors are separate and unaffiliated.  
Dana Large Cap Equity, Tickers: DLCIX, DLCEX  
Dana Small Cap Equity, Ticker: DSCIX  
Dana Epiphany ESG, Ticker: ESGIX

*You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the Dana Funds before investing. The Funds’ prospectus contains this and other information about the Fund, and should be read carefully before investing. You may obtain a current copy of the Funds’ prospectus by calling 1-855-280-9648.*

There is no guarantee that this, or any, investment strategy will succeed. Past performance of the strategy is not an indicator of future performance of the funds.

The universe of acceptable investments for the Dana Epiphany ESG Funds (DSCIX & ESGIX) may be limited as compared to other funds due to the Dana Epiphany ESG Funds’ ESG investment screening. Because the Dana Epiphany ESG Funds does not invest in companies that do not meet its ESG criteria, and the Fund may sell portfolio companies that subsequently violate its screens, the Dana Epiphany ESG Funds may be riskier than other mutual funds that invest in a broader array of securities. ESG investing is considering environmental, social and governance factors into your security research.

Small cap investing involves greater risk not associated with investing in more established companies, such as greater price volatility, business risk, less liquidity and increased competitive threat.  
   
Given the significant differences between separately managed accounts and mutual funds, investors should consider the differences in expenses, tax implications and the overall objectives between separately managed accounts and mutual funds before investing. 

© 2022 Dana Funds|All Rights Reserved